As a Financial Advisor, satisfying your regulatory compliance obligations and keeping pace with continual regulatory changes can be daunting and time-consuming. However, it has been demonstrated that effective compliance both adds value and provides a level of protection not just for your clients but for your business.
Who can avail of Compliance Consultancy?
You can avail of Compliance Consultancy if you are:
- an established small to medium regulated entity (particularly where a full-time internal resource is not feasible) OR
- seeking new authorisation from the Financial Regulator.
What is Compliance Consultancy?
Our Compliance Consultancy approach offers you outsourced regulatory-compliance support services, such as guidance and support on regulatory matters, that are specific to your business.
We work closely with you, first to establish your needs, and then to provide tailored, practical solutions.
What are the benefits?
Our compliance consulting approach provides you with:
- Tailored practical solutions
- Cost-effective, high-quality compliance services
- Access to a team of compliance professionals
- Peace of mind on regulatory-compliance matters
- The ability to focus primarily on your core skill sets of sales and income generation.
Why use Independent Trustee Company?
ITC Compliance Consulting gives you access to a team of compliance consulting professionals with extensive experience in the financial services industry.
ITC Compliance Consultancy is part of the Irish Brokers Association’s (IBA) panel of approved compliance service providers.
What are the next steps?
Contact our Compliance Consulting Team 
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